Department of Labor filing

ADVISOR GROUP, INC.

ADVISOR GROUP INC. PROFIT SHARING & 401(K) PLAN · For the plan year ended Dec 31, 2024

Public filing 2024 · received Oct 14, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

62filing comparison
out of 100

The filing looks somewhat better than typical peers on the measures we can compare. This is a filing comparison, not a complete benefits score.

$Employer support

$5,192

Reported employer contributions per active participant.

Higher than about 81% of comparable plans

#People in the filing

2,689

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$108 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 16% of comparable plans

↗Investment performance

Not available

Plan assets changed 17.0%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202462out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions81st percentileTypical peer $2,064 · based on 4,083 comparable plans

Lower reported administrative expense16th percentileTypical peer $59 · based on 4,062 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2024, ADVISOR GROUP, INC. reported $13,961,339 in employer contributions across the plan and 2,689 active participants. That works out to $5,192 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy80%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendUp 12.4%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 20.7%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context62/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $13,961,339
Participant contributions: $25,282,877
Other contributions: $4,835,848
Employer share of reported contributions: 35.6%
Beginning assets: $301,955,358
Ending assets: $353,360,469
Ending net assets: $353,360,469
Ending liabilities: $0
Total income: $88,129,347
Total expenses: $36,726,048
Administrative expenses: $337,013
Participant loans: $5,010,675

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

$4,618

2023

$4,914

2024

$5,192

Plan-paid administrative expenses per participant

2022

$90

2023

$96

2024

$108

Active participants

2022

2,427

2023

2,489

2024

2,689

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$5,192	2,689	353.4M	20251014164826NAL0004564816001
2023	$4,914	2,489	302M	20241106132621NAL0009018289001
2022	$4,618	2,427	212.8M	20231012143250NAL0031527905001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 1.4%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 860623854-001

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Oct 25, 2016
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2E2F2G2J2S2T3D3H

Reported service providers

Organizations named in the latest filing

The public dataset does not always identify a provider’s exact role. Compensation stays blank when it was not separately reported.

Provider	Plan year	Direct compensation	Indirect compensation
THE VANGUARD GROUP, INC.	2024	Not reported	unknown

Current plan terms

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Filing ACK_ID20251014164826NAL0004564816001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗