Department of Labor filing

APOLLO ENDOSURGERY, INC.

APOLLO ENDOSURGERY 401(K) PLAN · For the plan year ended Dec 31, 2023

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Public filing 2023 · received Apr 4, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

66filing comparison
out of 100

The filing looks somewhat better than typical peers on the measures we can compare. This is a filing comparison, not a complete benefits score.

$Employer support
Not reported

Reported employer contributions per active participant.

Higher than about 94% of comparable plans
#People in the filing
0

Active participants reported for 2023.

The filing does not say how many employees are currently contributing.
¢Visible plan-paid fees
$352 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 3% of comparable plans
Investment performance
Not available

Plan assets changed 34.4%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.
What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓
Filing comparison · 202266out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions94th percentileTypical peer $1,481 · based on 858 comparable plans
Lower reported administrative expense3rd percentileTypical peer $122 · based on 911 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2023, APOLLO ENDOSURGERY, INC. reported $802,758 in employer contributions across the plan and 0 active participants. That works out to Not reported per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy0%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendNot enough history

Change in reported employer contribution per active participant across the filing history shown.

Expense trendDown 24.1%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context66/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions
$802,758
Participant contributions
$1,985,470
Other contributions
$338,576
Employer share of reported contributions
28.8%
Beginning assets
$11,727,151
Ending assets
$15,760,178
Ending net assets
$15,760,178
Ending liabilities
Not reported
Total income
$5,507,004
Total expenses
$1,473,977
Administrative expenses
$58,103
Participant loans
$77,194

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant
2022
$4,740
2023
Not reported
Plan-paid administrative expenses per participant
2022
$464
2023
$352
Active participants
2022
132
2023
0
Detailed filing history
Plan yearPer active participantActive participantsPlan assetsFiling ID
2023Not reported015.8M20250404083958NAL0018059776001
2022$4,74013211.7M20230825091849NAL0000536561001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets
0.5%
Independent accountant’s opinion
Unqualified opinion Code 1
Late participant contributions reported
Not stated in the filing
Public plan identifier
203412701-001

Reported plan details

Identity and filing status

Plan type
Retirement plan
Employer arrangement
Single-employer plan
Plan effective date
Jan 1, 2010
Industry
Industry group 339
Amended filing
Yes
Final filing for this plan
No
Short plan year
No
401(k) feature reported
Yes
Show DOL characteristic codes2E2F2G2J2K2T3D2A

Current plan terms

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Filing ACK_ID20250404083958NAL0018059776001
Data sourceDOL Form 5500 bulk data ↗
Filing searchEFAST2 ↗