Department of Labor filing

CHARTER BROKERAGE, LLC

CHARTER BROKERAGE, LLC 401(K) PROFIT SHARING PLAN · For the plan year ended Dec 31, 2024

Public filing 2024 · received Oct 2, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

66filing comparison
out of 100

The filing looks somewhat better than typical peers on the measures we can compare. This is a filing comparison, not a complete benefits score.

$Employer support

$9,071

Reported employer contributions per active participant.

Higher than about 90% of comparable plans

#People in the filing

168

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$431 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 9% of comparable plans

↗Investment performance

Not available

Plan assets changed 13.2%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202466out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions90th percentileTypical peer $3,137 · based on 5,509 comparable plans

Lower reported administrative expense9th percentileTypical peer $173 · based on 5,672 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2024, CHARTER BROKERAGE, LLC reported $1,523,997 in employer contributions across the plan and 168 active participants. That works out to $9,071 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy79%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendUp 14.8%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 25.4%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context66/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $1,523,997
Participant contributions: $1,296,297
Other contributions: Not reported
Employer share of reported contributions: 54.0%
Beginning assets: $27,775,395
Ending assets: $31,432,756
Ending net assets: $31,432,756
Ending liabilities: $0
Total income: $6,114,315
Total expenses: $2,456,954
Administrative expenses: $91,271
Participant loans: $666,171

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

$7,899

2023

$8,256

2024

$9,071

Plan-paid administrative expenses per participant

2022

$343

2023

$360

2024

$431

Active participants

2022

162

2023

173

2024

168

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$9,071	168	31.4M	20251002152211NAL0000645633001
2023	$8,256	173	27.8M	20241014115554NAL0044396272001
2022	$7,899	162	23M	20231020154117NAL0002182833001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 2.1%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Yes
Public plan identifier: 050562792-004

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Jun 1, 2006
Industry: Professional, scientific, and technical services
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2A2E2F2G2J2R2T3D3H

Current plan terms

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Filing ACK_ID20251002152211NAL0000645633001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗