Department of Labor filing

D.A. DAVIDSON COMPANIES

D.A. DAVIDSON COMPANIES RETIREMENT SAVINGS AND PROFIT SHARING PLAN · For the plan year ended Sep 30, 2025

Public filing 2024 · received Apr 29, 2026Verified current terms Not available

Plan at a glance

How good does the filing look?

69filing comparison
out of 100

The filing looks somewhat better than typical peers on the measures we can compare. This is a filing comparison, not a complete benefits score.

$Employer support

$8,403

Reported employer contributions per active participant.

Higher than about 73% of comparable plans

#People in the filing

1,586

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$71 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 59% of comparable plans

↗Investment performance

Not available

Plan assets changed 14.6%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202469out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions73rd percentileTypical peer $5,480 · based on 127 comparable plans

Lower reported administrative expense59th percentileTypical peer $80 · based on 123 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Sep 30, 2025, D.A. DAVIDSON COMPANIES reported $13,327,386 in employer contributions across the plan and 1,586 active participants. That works out to $8,403 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy76%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendUp 98.0%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 194.8%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context69/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $13,327,386
Participant contributions: $22,331,772
Other contributions: $7,457,118
Employer share of reported contributions: 37.4%
Beginning assets: $543,142,005
Ending assets: $622,672,637
Ending net assets: $622,672,637
Ending liabilities: $0
Total income: $120,243,914
Total expenses: $41,416,994
Administrative expenses: $146,118
Participant loans: $2,634,420

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

$4,245

2023

$7,058

2024

$8,403

Plan-paid administrative expenses per participant

2022

$24

2023

$28

2024

$71

Active participants

2022

1,580

2023

1,609

2024

1,586

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$8,403	1,586	622.7M	20260429150349NAL0016924928001
2023	$7,058	1,609	543.1M	20250430130657NAL0001907377001
2022	$4,245	1,580	421.7M	20240416162342NAL0000768771001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 0.4%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 810439153-001

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Dec 28, 1964
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2E2F2G2J2R2T3F3H

Current plan terms

Help fill the gap the filing leaves.

If you have a current SPD, fee disclosure, or enrollment guide, you can share it with us. We check the source and date before adding anything to the profile.

Share a document →

Filing ACK_ID20260429150349NAL0016924928001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗