Department of Labor filing

GAMCO INVESTORS, INC.

GAMCO INVESTORS, INC 401(K) PLAN · For the plan year ended Dec 31, 2024

Public filing 2024 · received Oct 7, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

19filing comparison
out of 100

The filing trails many comparable plans on reported employer support and/or plan-paid administrative costs. This is a filing comparison, not a complete benefits score.

$Employer support

$401

Reported employer contributions per active participant.

Higher than about 7% of comparable plans

#People in the filing

182

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$125 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 47% of comparable plans

↗Investment performance

Not available

Plan assets changed 12.2%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202419out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions7th percentileTypical peer $5,330 · based on 410 comparable plans

Lower reported administrative expense47th percentileTypical peer $118 · based on 398 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2024, GAMCO INVESTORS, INC. reported $72,894 in employer contributions across the plan and 182 active participants. That works out to $401 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy79%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendDown 96.1%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 4669.4%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context19/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $72,894
Participant contributions: $3,144,318
Other contributions: $41,255
Employer share of reported contributions: 2.3%
Beginning assets: $72,615,235
Ending assets: $81,501,074
Ending net assets: $81,501,074
Ending liabilities: Not reported
Total income: $12,685,602
Total expenses: $3,683,707
Administrative expenses: $28,852
Participant loans: $493,006

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

$10,319

2023

$436

2024

$401

Plan-paid administrative expenses per participant

2022

2023

$101

2024

$125

Active participants

2022

174

2023

179

2024

182

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$401	182	81.5M	20251007142550NAL0008317520001
2023	$436	179	72.6M	20241011151225NAL0012672611005
2022	$10,319	174	68M	20231016072912NAL0074801090001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 0.6%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 134007862-002

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Jan 1, 1994
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2A2E2F2G2J2K2T3D

Reported service providers

Organizations named in the latest filing

The public dataset does not always identify a provider’s exact role. Compensation stays blank when it was not separately reported.

Provider	Plan year	Direct compensation	Indirect compensation
CHARLES SCHWAB & CO. INC. AND AFFIL	2024	Not reported	unknown

Current plan terms

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Filing ACK_ID20251007142550NAL0008317520001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗