Department of Labor filing

GW&K INVESTMENT MANAGEMENT, LLC

GW&K 401(K) SAVINGS PLAN · For the plan year ended Dec 31, 2023

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Public filing 2023 · received Oct 14, 2024Verified current terms Not available

Plan at a glance

How good does the filing look?

56filing comparison
out of 100

The filing looks broadly typical among comparable plans. This is a filing comparison, not a complete benefits score.

$Employer support

$6,282

Reported employer contributions per active participant.

Higher than about 59% of comparable plans

#People in the filing

186

Active participants reported for 2023.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$99 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 49% of comparable plans

↗Investment performance

Not available

Form 5500 does not report an employee investment return.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202356out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions59th percentileTypical peer $4,784 · based on 401 comparable plans

Lower reported administrative expense49th percentileTypical peer $97 · based on 401 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2023, GW&K INVESTMENT MANAGEMENT, LLC reported $1,168,510 in employer contributions across the plan and 186 active participants. That works out to $6,282 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy85%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendUp 0.0%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 0.0%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context56/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $1,168,510
Participant contributions: $2,652,092
Other contributions: $59,852
Employer share of reported contributions: 30.6%
Beginning assets: $0
Ending assets: $55,587,902
Ending net assets: $55,587,902
Ending liabilities: $0
Total income: $8,698,974
Total expenses: $1,617,052
Administrative expenses: $18,744
Participant loans: $243,633

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2023

$6,282

Plan-paid administrative expenses per participant

2023

$99

Active participants

2023

186

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2023	$6,282	186	55.6M	20241014171351NAL0013672883001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 0.4%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 800250512-001

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Feb 15, 2023
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: Yes
401(k) feature reported: Yes
Show DOL characteristic codes
2E2F2G2J2K2S2T3D3H

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Filing ACK_ID20241014171351NAL0013672883001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗