Department of Labor filing

K1 INVESTMENT MANAGEMENT, LLC

K1 401(K) PLAN · For the plan year ended Dec 31, 2024

Public filing 2024 · received Aug 20, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

93filing comparison
out of 100

The filing signals stronger employer support and/or lower plan-paid administrative costs than many comparable plans. This is a filing comparison, not a complete benefits score.

$Employer support

$30,487

Reported employer contributions per active participant.

Higher than about 93% of comparable plans

#People in the filing

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$10 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 93% of comparable plans

↗Investment performance

Not available

Plan assets changed 66.4%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202493out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions93rd percentileTypical peer $7,742 · based on 71 comparable plans

Lower reported administrative expense93rd percentileTypical peer $160 · based on 71 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2024, K1 INVESTMENT MANAGEMENT, LLC reported $2,957,199 in employer contributions across the plan and 97 active participants. That works out to $30,487 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy52%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendNot enough history

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 863.0%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context93/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $2,957,199
Participant contributions: $1,206,641
Other contributions: $14,023
Employer share of reported contributions: 71.0%
Beginning assets: $7,630,025
Ending assets: $12,695,233
Ending net assets: $12,695,233
Ending liabilities: $0
Total income: $5,611,644
Total expenses: $546,436
Administrative expenses: $1,950
Participant loans: $75,276

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

Not reported

2023

$2,150

2024

$30,487

Plan-paid administrative expenses per participant

2022

2023

$14

2024

$10

Active participants

2022

131

2023

2024

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$30,487	97	12.7M	20250820170352NAL0003515985001
2023	$2,150	96	7.6M	20240822140559NAL0002606195001
2022	Not reported	131	5.3M	20231012193501NAL0021105939001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 0.6%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 274741827-001

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Jan 1, 2017
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2A2E2J2K2F2G3D3H

Current plan terms

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Filing ACK_ID20250820170352NAL0003515985001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗