Department of Labor filing

NATWEST MARKETS SECURITIES INC.

NATWEST MARKETS RETIREMENT SAVINGS PLAN · For the plan year ended Dec 31, 2024

Public filing 2024 · received Jul 31, 2025Verified current terms Not available

Plan at a glance

How good does the filing look?

73filing comparison
out of 100

The filing looks somewhat better than typical peers on the measures we can compare. This is a filing comparison, not a complete benefits score.

$Employer support

$14,852

Reported employer contributions per active participant.

Higher than about 87% of comparable plans

#People in the filing

274

Active participants reported for 2024.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$157 / participant

Reported administrative expense—not every fee an employee may pay.

Lower cost than about 39% of comparable plans

↗Investment performance

Not available

Plan assets changed 6.6%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

Filing comparison · 202473out of 100 among similar-size plans in the same industry when enough peers exist

How this filing compares

Reported employer contributions87th percentileTypical peer $5,330 · based on 410 comparable plans

Lower reported administrative expense39th percentileTypical peer $118 · based on 398 comparable plans

This comparison uses historical filing figures. It does not compare current match formulas, vesting, investments, or employee fees.

The short version

What the latest filing tells us

For the plan year ended Dec 31, 2024, NATWEST MARKETS SECURITIES INC. reported $4,069,461 in employer contributions across the plan and 274 active participants. That works out to $14,852 per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy19%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendUp 8.2%

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 20.7%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer context73/100

A filing comparison among similar-size plans in the same industry when enough peers exist.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $4,069,461
Participant contributions: $4,650,014
Other contributions: $772,734
Employer share of reported contributions: 46.7%
Beginning assets: $552,653,159
Ending assets: $588,930,454
Ending net assets: $588,882,881
Ending liabilities: $47,573
Total income: $94,165,366
Total expenses: $57,838,216
Administrative expenses: $243,746
Participant loans: $947,680

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

$13,725

2023

$14,196

2024

$14,852

Plan-paid administrative expenses per participant

2022

$130

2023

$105

2024

$157

Active participants

2022

266

2023

282

2024

274

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2024	$14,852	274	588.9M	20250731134610NAL0003113107001
2023	$14,196	282	552.7M	20240809130754NAL0003297267001
2022	$13,725	266	494.8M	20230817073217NAL0000124065001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 0.2%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 133172275-002

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Sep 12, 2014
Industry: Finance and insurance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2E2F2G2J2K2R2T3H

Current plan terms

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Filing ACK_ID20250731134610NAL0003113107001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗