Department of Labor filing

ORTHOPEDIC ASSOCIATES OF DUTCHESS COUNTY, PC

ORTHOPEDIC ASSOCIATES OF DUTCHESS COUNTY, PC 401K PROFIT SHARING PLAN AND TRUST · For the plan year ended Oct 31, 2023

Public filing 2022 · received Aug 14, 2024Verified current terms Not available

Plan at a glance

How good does the filing look?

There is not enough comparable filing data to judge this plan yet. This is a filing comparison, not a complete benefits score.

$Employer support

Not reported

Reported employer contributions per active participant.

#People in the filing

Active participants reported for 2022.

The filing does not say how many employees are currently contributing.

¢Visible plan-paid fees

$366 / participant

Reported administrative expense—not every fee an employee may pay.

↗Investment performance

Not available

Plan assets changed -64.3%, but that includes contributions, withdrawals, and market movement.

Asset change is not investment performance.

What we still need to judge the benefit

Current match formula, vesting, eligibility, investment choices, fund expense ratios, and employee-level fees.

See missing terms ↓

The short version

What the latest filing tells us

For the plan year ended Oct 31, 2023, ORTHOPEDIC ASSOCIATES OF DUTCHESS COUNTY, PC reported $343,854 in employer contributions across the plan and 0 active participants. That works out to Not reported per active participant. It is useful context, but it is not the current match formula and it does not show what any one employee received.

Participation proxy0%

Active participants divided by all end-of-year plan participants. This is not the company participation rate because the filing does not report every eligible employee.

Employer money trendNot enough history

Change in reported employer contribution per active participant across the filing history shown.

Expense trendUp 0.0%

Change in reported administrative expense per participant. Investment expenses may not be included.

Peer contextNot enough data

Comparable-plan data is too limited for a score.

Where the public filing stops

Current match, vesting, eligibility, employee fees, and investment choices require a dated plan document. Until we have one, those details stay blank.

Latest financial record

Contributions, assets, and expenses

These figures are reported totals for the plan—not individual account balances or promises to any employee.

Employer contributions: $343,854
Participant contributions: $602,182
Other contributions: $100,000
Employer share of reported contributions: 36.3%
Beginning assets: $31,821,322
Ending assets: $11,345,611
Ending net assets: $11,345,611
Ending liabilities: Not reported
Total income: $3,620,331
Total expenses: $24,096,042
Administrative expenses: $113,567
Participant loans: $203,651

Three-year filing history

How the reported figures changed

Each chart uses its own scale and starts at zero. When the filing has no value, the chart says so rather than turning it into a zero.

Employer contributions reported per active participant

2022

Not reported

Plan-paid administrative expenses per participant

2022

$366

Active participants

2022

Detailed filing history
Plan year	Per active participant	Active participants	Plan assets	Filing ID
2022	Not reported	0	11.3M	20240814081829NAL0011527617001

Changes in plan assets are not the same as investment performance. Each row uses the selected public filing for that year.

Plan operations

Details worth knowing

Participant loans as a share of plan assets: 1.8%
Independent accountant’s opinion: Unqualified opinion Code 1
Late participant contributions reported: Not stated in the filing
Public plan identifier: 141539760-002

Reported plan details

Identity and filing status

Plan type: Retirement plan
Employer arrangement: Single-employer plan
Plan effective date: Nov 8, 1971
Industry: Health care and social assistance
Amended filing: No
Final filing for this plan: No
Short plan year: No
401(k) feature reported: Yes
Show DOL characteristic codes
2A2E2F2G2J2K2R2T3D3H

Current plan terms

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Filing ACK_ID20240814081829NAL0011527617001

Data sourceDOL Form 5500 bulk data ↗

Filing searchEFAST2 ↗